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Registered advisor
M•••••• E•••••••
Feed of 09/14/2026
Also filed as M•••••• E Hart
At current firm
10 y
since Nov 30, 2015
In the industry
22 y
since Dec 17, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Nov 30, 2015 · West Hartford, Ct
- P•••• S••••••••• L•• no RAUMJan 31, 2014 to Oct 2, 2015 · Vernon, Ct
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 3, 2011 to Feb 25, 2013 · Windsor, Ct
- V••• F•••••••• P•••••••• L•• formerOct 30, 2008 to Jan 3, 2011 · Windsor, Ct
- N•• E•••••• S••••••••• C••••••••• formerAug 6, 2007 to Aug 1, 2008 · West Hartford, Ct
- P•••• S••••••••• L•• no RAUMSep 14, 2004 to Jul 16, 2007 · Glastonbury, Ct
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Oct 2, 2015, registered Nov 30, 2015 (59 days) · Other
- V••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••left Feb 25, 2013, registered Jan 31, 2014 (340 days) · Other
- V••• F•••••••• P•••••••• L•• to V••• F•••••••• A•••••••• I•••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to V••• F•••••••• P•••••••• L••left Aug 1, 2008, registered Oct 30, 2008 (90 days) · Other
- P•••• S••••••••• L•• to N•• E•••••• S••••••••• C•••••••••left Jul 16, 2007, registered Aug 6, 2007 (21 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address