RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• O••• K•••••
- C•••••• A•••••••• L•• state registered currentsince Jul 2, 2014 · Rochester Hills, Mi
- B•••• W••••• M••••••••• L•• independent RIASep 19, 2012 to Dec 17, 2013 · Troy, Mi
- M••••••• C•••••• M••••••••• L•• independent RIADec 15, 2009 to Aug 3, 2012 · Grand Blanc, Mi
- B•••• W••••• M••••••••• L•• to C•••••• A•••••••• L••left Dec 17, 2013, registered Jul 2, 2014 (197 days) · Other
- M••••••• C•••••• M••••••••• L•• to B•••• W••••• M••••••••• L••left Aug 3, 2012, registered Sep 19, 2012 (47 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address