RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M• F•••••••
- T•• L••••• I••••••••• L•• independent RIA currentsince Dec 5, 2022 · Longwood, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 23, 2022 · Longwood, Fl
- M•• F•••••••• S•••••••• I••• formerJan 20, 2011 to Mar 25, 2017 · Longwood, Fl
- M•• I•••••••• S•••••••• L•• to T•• L••••• I••••••••• L••left Nov 23, 2022, registered Dec 5, 2022 (12 days) · Affiliated broker-dealer or bank to independent RIA
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- B•••• M• F••••••• left M•• I•••••••• S•••••••• L•• for T•• L••••• I••••••••• L•• (registered 2022-12-05)Nov 23, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address