DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• L••••• I••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 22, 2012 · 38 filings
SEC status approved since Jun 8, 2012
RAUM
$490M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$490M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$163M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$490M as of Mar 11, 2026
Mar 5, 2013$115M then
HNW client RAUM$361M as of Mar 11, 2026
Mar 19, 2018$149M then
State-registered IARs (5.B.3)3 as of Mar 11, 2026
Mar 5, 20131 then
Employees (5.A)4 as of Mar 11, 2026
Mar 5, 20132 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $163MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 168derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $390,643derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $7.7M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$361M74%
- Individuals$129M26%
- Charitable organizations$217,5270.0%
- Individual clients
- 381reported
- HNW clients
- 123reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 1,255reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.7M for 7 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• M• F••••••• | Longwood, Fl | Dec 5, 2022 | 22 y | 2 |
| J••• M•••••• | Longwood, Fl | Feb 20, 2024 | 25 y | 0 |
| T•••••• G••••• L••••• | Longwood, Fl | Jan 1, 2026 | 35 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M••••• T••••• O•••••• to S•••••• F•••••••• L••Jul 5, 2022 · RIA to a state-registered adviser
- J•••• N••• C••••• to J••• C••••• F•••••••• P•••••••Oct 17, 2017 · RIA to RIA
Joined, latest
- T•••••• G••••• L••••• from C••••••••• F•••••••• N••••••Jan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- B•••• M• F••••••• from M•• I•••••••• S•••••••• L••Dec 5, 2022 · Affiliated broker-dealer or bank to independent RIA
- J•••• N••• C••••• from S••••• W••••• A•••••••• I•••Apr 29, 2013 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• B••••• M• · Membercontrolsince 01/2023 · owns 25% to 50%
- J•••• M•••••• · Membercontrolsince 01/2023 · owns 25% to 50%
- L•••••• T••••••• G••••• · Managing Member/Chief Compliance Officercontrolsince 05/2012 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Longwood, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 11, 2026RAUM per registered advisor of $163,418,826 against a peer median of $55,746,441 (3254 comparable advisers, 100.0th percentile, 3.8 robust deviations)peers: independent wealth managers, $100M to $500M (3,254) · 100% percentile
- low discretionary shareStatic outlier · filing Mar 11, 2026discretionary share of RAUM of 0% against a peer median of 100% (5678 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: independent wealth managers, $100M to $500M (5,678) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 1,305 to 1,255Nov 13, 2025 to Feb 13, 2026
- HNW clients · 116 to 123Nov 13, 2025 to Feb 13, 2026
- Individual clients · 336 to 381Nov 13, 2025 to Feb 13, 2026
- HNW RAUM · $318M to $361MNov 13, 2025 to Feb 13, 2026
- Individual RAUM · $108M to $129MNov 13, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $427M to $490MNov 13, 2025 to Feb 13, 2026
- RAUM · $427M to $490MNov 13, 2025 to Feb 13, 2026
- Accounts · 1,107 to 1,305Mar 7, 2024 to Feb 7, 2025
- Charity clients · 0 to 1Mar 7, 2024 to Feb 7, 2025
- HNW clients · 104 to 116Mar 7, 2024 to Feb 7, 2025
- Individual clients · 316 to 336Mar 7, 2024 to Feb 7, 2025
- Assets in custody · unset to 7698432.0Mar 7, 2024 to Feb 7, 2025
- Custody of client assets · false to trueMar 7, 2024 to Feb 7, 2025
- Financial planning clients · 1-10 to 11-25Mar 7, 2024 to Feb 7, 2025
- Discretionary RAUM · $362M to $0Mar 7, 2024 to Feb 7, 2025
- HNW RAUM · $246M to $318MMar 7, 2024 to Feb 7, 2025
- Individual RAUM · $116M to $108MMar 7, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $0 to $427MMar 7, 2024 to Feb 7, 2025
- RAUM · $362M to $427MMar 7, 2024 to Feb 7, 2025
- Accounts · 1,061 to 1,107May 5, 2023 to Feb 20, 2024
- Advisory employees · 2 to 3May 5, 2023 to Feb 20, 2024
- HNW clients · 95 to 104May 5, 2023 to Feb 20, 2024
- Individual clients · 320 to 316May 5, 2023 to Feb 20, 2024
- Employees · 3 to 4May 5, 2023 to Feb 20, 2024
- State-registered IARs · 2 to 3May 5, 2023 to Feb 20, 2024
- Discretionary RAUM · $312M to $362MMay 5, 2023 to Feb 20, 2024
- HNW RAUM · $216M to $246MMay 5, 2023 to Feb 20, 2024
- Individual RAUM · $96.5M to $116MMay 5, 2023 to Feb 20, 2024
- RAUM · $312M to $362MMay 5, 2023 to Feb 20, 2024
- Accounts · 1,063 to 1,061Dec 5, 2022 to Jan 30, 2023
- HNW clients · 103 to 95Dec 5, 2022 to Jan 30, 2023
- Individual clients · 290 to 320Dec 5, 2022 to Jan 30, 2023
- Employees · 2 to 3Dec 5, 2022 to Jan 30, 2023
- Discretionary RAUM · $0 to $312MDec 5, 2022 to Jan 30, 2023
- HNW RAUM · $232M to $216MDec 5, 2022 to Jan 30, 2023
- Individual RAUM · $77.2M to $96.5MDec 5, 2022 to Jan 30, 2023
- Non-discretionary RAUM · $309M to $0Dec 5, 2022 to Jan 30, 2023
- RAUM · $309M to $312MDec 5, 2022 to Jan 30, 2023
- Advisory employees · 1 to 2Aug 31, 2022 to Dec 5, 2022
- Employees · 1 to 2Aug 31, 2022 to Dec 5, 2022
Signals
3 dated events
- M Brian Flanagan (Member) appeared on Schedule A of T•• L••••• I••••••••• L••Jan 30, 2023 · Control person joined · fact
- Mccully J••• (Member) appeared on Schedule A of T•• L••••• I••••••••• L••Jan 30, 2023 · Control person joined · fact
- M••••• T••••• O•••••• left T•• L••••• I••••••••• L•• for S•••••• F•••••••• L•• (registered 2022-09-02)Jul 5, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 321-359-8446reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 407-331-6961reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- TIML•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 407-331-6961reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- timlooneyinvestments.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $163Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026