DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Troy Allen Aarthun
Certified Financial Planner
Feed of 09/16/2026
Also filed as Troy Allen Aarthun
At current firm
6 y
since Sep 27, 2019
In the industry
22 y
since Jan 15, 2004 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Rise Private Wealth Management former currentsince Sep 10, 2026 · Bedford, Nh
- Ameriprise Financial Services, LLC national BD currentsince Sep 27, 2019 · Bedford, Nh
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Oct 2, 2019 · Bedford, Nh
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Manchester, Nh
- Mariner independent RIAJul 3, 2012 to Jan 25, 2018 · Overland Park,, Ks
- New England Securities Corporation formerJun 22, 2012 to Jan 2, 2015 · Keene, Nh
- Signator Investors, Inc. formerJan 20, 2010 to Jun 29, 2012 · Westborough, Ma
- Td Wealth Management Services Inc. unclassifiedNov 17, 2009 to Dec 18, 2009 · Nashua, Nh
- Cetera Investment Services LLC formerFeb 21, 2008 to Nov 17, 2009 · Nashua, Nh
- Edward Jones national BDJan 17, 2007 to Jan 29, 2008 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Ameriprise Financial Services, LLCleft Oct 2, 2019, registered Sep 27, 2019 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
- Mariner to Msi Financial Services, Inc.left Jan 25, 2018, registered Jan 2, 2015 (-1119 days) · Other · moved with a team
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Marinerleft Jan 2, 2015, registered Jul 3, 2012 (-913 days) · Other · moved with a team
- Signator Investors, Inc. to New England Securities Corporationleft Jun 29, 2012, registered Jun 22, 2012 (-7 days) · Other
- Td Wealth Management Services Inc. to Signator Investors, Inc.left Dec 18, 2009, registered Jan 20, 2010 (33 days) · Other
- Cetera Investment Services LLC to Td Wealth Management Services Inc.left Nov 17, 2009, registered Nov 17, 2009 (0 days) · corporate re-registration, not a move
- Edward Jones to Cetera Investment Services LLCleft Jan 29, 2008, registered Feb 21, 2008 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address