DFX Intelligence
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Registered advisor
J••••• V•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Feb 17, 2021
In the industry
22 y
since Jan 8, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Cape Coral, Fl
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Fort Myers, Fl
- B••• I••••••••• S•••••••• I••• formerApr 16, 2009 to Jan 2, 2018 · Fort Myers, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJan 21, 2004 to Apr 22, 2005 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to B••• I••••••••• S•••••••• I•••left Apr 22, 2005, registered Apr 16, 2009 (1455 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address