DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Shaun Alexander
Feed of 09/14/2026
Also filed as Christopher Shaun Alexander
At current firm
6 y
since Apr 24, 2020
In the industry
12 y
since Sep 26, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fisher Investments independent RIA currentsince Apr 24, 2020 · Raleigh, Nc
- Personal Capital Advisors Corporation formerAug 16, 2018 to Mar 19, 2020 · Atlanta, Ga
- Spire Wealth Management, LLC BD affiliatedApr 5, 2018 to Apr 24, 2018 · Charlotte, Nc
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 16, 2014 to Mar 8, 2018 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Personal Capital Advisors Corporation to Fisher Investmentsleft Mar 19, 2020, registered Apr 24, 2020 (36 days) · RIA to RIA
- Spire Wealth Management, LLC to Personal Capital Advisors Corporationleft Apr 24, 2018, registered Aug 16, 2018 (114 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Spire Wealth Management, LLCleft Mar 8, 2018, registered Apr 5, 2018 (28 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address