DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••• L• N••••

S•••••• W••••• P•••••••• L••BD affiliatedBeachwood, Ohdual registrantIAPD 4734020

Feed of 09/14/2026

Also filed as C••••• L Nyomo

At current firm

0 y

since Jun 17, 2026

In the industry

21 y

since Oct 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• W••••• P•••••••• L•• BD affiliated current
since Jun 17, 2026 · Beachwood, Oh
K•• I••••••••• S••••••• L•• BD affiliated
May 9, 2011 to Jan 26, 2026 · Cleveland, Oh
H••••••••• I••• unclassified
Apr 14, 2010 to Jan 18, 2011
K•• I••••••••• S••••••• L•• BD affiliated
Jan 18, 2006 to May 20, 2009 · Cleveland, Oh
K•••••• C•••••• M•••••• I••• unclassified
Oct 13, 2004 to Jan 18, 2006 · Bay Village, Oh

Moves

a registration end followed by a registration begin elsewhere

K•• I••••••••• S••••••• L•• to S•••••• W••••• P•••••••• L••
left Jan 26, 2026, registered Jun 17, 2026 (142 days) · Affiliated broker-dealer or bank to another
H••••••••• I••• to K•• I••••••••• S••••••• L••
left Jan 18, 2011, registered May 9, 2011 (111 days) · Other
K•• I••••••••• S••••••• L•• to H••••••••• I•••
left May 20, 2009, registered Apr 14, 2010 (329 days) · Other
K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
left Jan 18, 2006, registered Jan 18, 2006 (0 days) · Other

Signals

C••••• L• N•••• left K•• I••••••••• S••••••• L•• for S•••••• W••••• P•••••••• L•• (registered 2026-06-17)
Jan 26, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address