DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elizabeth Joseph
Feed of 09/15/2026
Also filed as Elizabeth Joesph
At current firm
1 y
since Oct 2, 2024
In the industry
22 y
since Jan 15, 2004 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 2, 2024 · Annandale, Va
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 16, 2022 to Sep 30, 2024 · North Bethesda, Md
- Cuna Brokerage Services, Inc. formerFeb 22, 2019 to May 16, 2022 · Rockville, Md
- Bb&T Securities, LLC formerJan 2, 2018 to Aug 13, 2018 · Arlington, Va
- Bb&T Investment Services, Inc. formerJan 20, 2015 to Jan 2, 2018 · College Park, Md
- Capital One Financial Advisors LLC unclassifiedSep 15, 2011 to Jun 25, 2014 · Mclean, Va
- Suntrust Investment Services, Inc. formerSep 9, 2009 to Sep 13, 2011 · Riverdale, Md
- Navy Federal Asset Management, LLC formerSep 8, 2007 to Oct 6, 2009 · Herndon, Va
- Navy Federal Investment Services, LLC BD affiliatedOct 5, 2006 to Oct 19, 2007 · Washington, Dc
- Cuna Brokerage Services, Inc. formerSep 26, 2006 to Oct 5, 2006 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLCleft Sep 30, 2024, registered Oct 2, 2024 (2 days) · Wirehouse to affiliated broker-dealer or bank
- Cuna Brokerage Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 16, 2022, registered May 16, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- Bb&T Securities, LLC to Cuna Brokerage Services, Inc.left Aug 13, 2018, registered Feb 22, 2019 (193 days) · Affiliated broker-dealer or bank to independent RIA
- Bb&T Investment Services, Inc. to Bb&T Securities, LLCleft Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- Capital One Financial Advisors LLC to Bb&T Investment Services, Inc.left Jun 25, 2014, registered Jan 20, 2015 (209 days) · Other
- Suntrust Investment Services, Inc. to Capital One Financial Advisors LLCleft Sep 13, 2011, registered Sep 15, 2011 (2 days) · Other
- Navy Federal Asset Management, LLC to Suntrust Investment Services, Inc.left Oct 6, 2009, registered Sep 9, 2009 (-27 days) · Other
- Navy Federal Investment Services, LLC to Navy Federal Asset Management, LLCleft Oct 19, 2007, registered Sep 8, 2007 (-41 days) · Other
- Cuna Brokerage Services, Inc. to Navy Federal Investment Services, LLCleft Oct 5, 2006, registered Oct 5, 2006 (0 days) · Other
Signals
- Elizabeth Joseph left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2024-10-02)Sep 30, 2024 · Advisor changed firm · fact
- Elizabeth Joseph left Cuna Brokerage Services, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-16)May 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address