DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

A••• T••••• G••••••••

C••••••independent RIAChicago, IlIA-onlyIAPD 4739422

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••• Rani T•••••

At current firm

0 y

since Jun 26, 2026

In the industry

22 y

since Jan 16, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• independent RIA current
since Jun 26, 2026 · Chicago, Il
V•••••• C•••••• M••••••••• L• former
Dec 26, 2018 to Jun 17, 2026 · Chicago, Il
C•••• H••• A••••••••• L•• former
Jul 19, 2011 to Dec 11, 2018 · Chicago, Il
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jul 8, 2011 · Chicago, Il
C••••••• I••••••••• S••••••• unclassified
Nov 1, 2006 to May 29, 2007 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

V•••••• C•••••• M••••••••• L• to C••••••
left Jun 17, 2026, registered Jun 26, 2026 (9 days) · RIA to RIA · moved with a team
C•••• H••• A••••••••• L•• to V•••••• C•••••• M••••••••• L•
left Dec 11, 2018, registered Dec 26, 2018 (15 days) · Other · moved with a team
C•••••••• G••••• M•••••• I••• to C•••• H••• A••••••••• L••
left Jul 8, 2011, registered Jul 19, 2011 (11 days) · Other
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

A••• T••••• G•••••••• left V•••••• C•••••• M••••••••• L• for Corient (registered 2026-06-26)
Jun 17, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address