DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A•••• R•••••

A••••••••• F•••••••• S•••••••• L••national BDHolland, Mi dual registrantIAPD 4741654

Feed of 09/14/2026

Also filed as J•••• A R•••••

At current firm

1 y

since May 21, 2025

In the industry

15 y

since May 6, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since May 21, 2025 · Holland, Mi
O•••• I••••••••• I••• BD affiliated
Oct 3, 2024 to May 21, 2025 · Sparta, Mi
L•• F•••••••• L•• BD affiliated
Feb 6, 2024 to Oct 24, 2024 · San Diego, Ca
O•••• I••••••••• I••• BD affiliated
Jul 1, 2016 to Feb 1, 2024 · Holland, Mi
E•••• N••••••• S••••••••• I••• former
Sep 22, 2014 to Jul 1, 2016 · Grand Haven, Mi
R•••• A•••••••• L•• former
Sep 19, 2012 to Apr 30, 2013 · Grandville, Mi

Moves

a registration end followed by a registration begin elsewhere

O•••• I••••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left May 21, 2025, registered May 21, 2025 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
L•• F•••••••• L•• to O•••• I••••••••• I•••
left Oct 24, 2024, registered Oct 3, 2024 (-21 days) · Affiliated broker-dealer or bank to another
O•••• I••••••••• I••• to L•• F•••••••• L••
left Feb 1, 2024, registered Feb 6, 2024 (5 days) · Affiliated broker-dealer or bank to another · moved with a team
E•••• N••••••• S••••••••• I••• to O•••• I••••••••• I•••
left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
R•••• A•••••••• L•• to E•••• N••••••• S••••••••• I•••
left Apr 30, 2013, registered Sep 22, 2014 (510 days) · Other

Signals

J•••• A•••• R••••• left O•••• I••••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-05-21)
May 21, 2025 · Advisor changed firm · fact
J•••• A•••• R••••• left L•• F•••••••• L•• for O•••• I••••••••• I••• (registered 2024-10-03)
Oct 24, 2024 · Advisor changed firm · fact
J•••• A•••• R••••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2024-02-06)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address