RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•••• H••••••••
- T•• A•••••••• I••• BD affiliated currentsince Oct 24, 2025 · Los Angeles, Ca
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Sep 24, 2025 · Orange, Ca
- P•••• S••••••••• L•• no RAUMFeb 19, 2015 to Nov 14, 2024 · Los Angeles, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 5, 2011 to Feb 6, 2015 · Newport Beach, Ca
- L•• E••••••••• L•• to T•• A•••••••• I•••left Sep 24, 2025, registered Oct 24, 2025 (30 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left Feb 6, 2015, registered Feb 19, 2015 (13 days) · Other · moved with a team
- I•••• H•••••••• left L•• E••••••••• L•• for T•• A•••••••• I••• (registered 2025-10-24)Sep 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address