RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• O••••••
- C•••••• I••••••••• A••••••• independent RIA currentsince Jan 12, 2026 · Easton, Md
- H• B•••• I••• formerOct 8, 2009 to Apr 22, 2010 · Bethesda, Md
- T• A••••••••• I••••••••• M••••••••• L•• formerJul 31, 2008 to May 28, 2009 · Bethesda, Md
- T• A••••••••• I••• formerJul 31, 2008 to May 28, 2009 · Potomac, Md
- V••• F•••••••• P•••••••• L•• formerJun 3, 2004 to Jun 9, 2008 · Fairfax, Va
- A••••••••• F•••••••• S•••••••• L•• national BDMar 18, 2004 to Apr 13, 2004 · Rockville, Md
- H• B•••• I••• to C•••••• I••••••••• A•••••••left Apr 22, 2010, registered Jan 12, 2026 (5744 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 28, 2009, registered Jul 31, 2008 (-301 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to H• B•••• I•••left May 28, 2009, registered Oct 8, 2009 (133 days) · Other
- V••• F•••••••• P•••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••left Jun 9, 2008, registered Jul 31, 2008 (52 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••• F•••••••• P•••••••• L••left Apr 13, 2004, registered Jun 3, 2004 (51 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address