RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•• W••••• M••••••••• independent RIA currentsince May 17, 2023 · Olney, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJul 23, 2014 to May 16, 2023 · Jacksonville, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 20, 2011 to May 7, 2014 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 14, 2010 to Sep 9, 2011 · Jacksonville, Fl
- P•••••••• S••••••••• I••• BD affiliatedAug 10, 2009 to Mar 23, 2010 · Jacksonville, Fl
- M•• F•••••••• S•••••••• I••• formerApr 21, 2005 to Aug 7, 2009 · Jacksonville, Fl
- N••••••••• M••••• I••••••••• S••••••••• to C•• W••••• M•••••••••left May 16, 2023, registered May 17, 2023 (1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••••••••• M••••• I••••••••• S•••••••••left Sep 9, 2011, registered Oct 20, 2011 (41 days) · Other
- P•••••••• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 23, 2010, registered Apr 14, 2010 (22 days) · Other
- M•• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••left Aug 7, 2009, registered Aug 10, 2009 (3 days) · Other
- J••• R• B••••••• left N••••••••• M••••• I••••••••• S••••••••• for C•• W••••• M••••••••• (registered 2023-05-17)May 16, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address