RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E••••• L••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 18, 2026 · Oakdale, Mn
- M••••• S•••••• wirehouseFeb 4, 2014 to Sep 10, 2026 · Minneapolis, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDApr 5, 2004 to Mar 20, 2006 · Houston, Tx
- M••••• S•••••• to L•• F•••••••• L••left Sep 10, 2026, registered Aug 18, 2026 (-23 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••left Mar 20, 2006, registered Feb 4, 2014 (2878 days) · Affiliated broker-dealer or bank to wirehouse
- R••• E••••• L•••• left M••••• S•••••• for L•• F•••••••• L•• (registered 2026-08-18)Sep 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address