DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael James Vredenburgh
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
8 y
since Feb 2, 2018
In the industry
21 y
since Nov 12, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Moneta Group Investment Advisors, LLC independent RIA currentsince Feb 2, 2018 · St. Louis, Mo
- Plancorp, LLC independent RIAJan 13, 2017 to Feb 2, 2018 · Saint Louis, Mo
- Northwestern Mutual Investment Services,LLC no RAUMNov 18, 2011 to Aug 18, 2014 · Clayton, Mo
- Wells Fargo Advisors wirehouseSep 29, 2008 to Oct 17, 2011 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Plancorp, LLC to Moneta Group Investment Advisors, LLCleft Feb 2, 2018, registered Feb 2, 2018 (0 days) · Other
- Northwestern Mutual Investment Services,LLC to Plancorp, LLCleft Aug 18, 2014, registered Jan 13, 2017 (879 days) · Other
- Wells Fargo Advisors to Northwestern Mutual Investment Services,LLCleft Oct 17, 2011, registered Nov 18, 2011 (32 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address