DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Joseph Dohogne
Certified Financial Planner
Feed of 09/14/2026
Also filed as Thomas Joseph Dohogne
At current firm
0 y
since Dec 5, 2025
In the industry
22 y
since Feb 21, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Madison Partners independent RIA currentsince Dec 5, 2025 · Madison, Wi
- LPL Financial LLC BD affiliatedOct 31, 2025 to Dec 11, 2025 · Denver, Co
- Charles Schwab & Co., Inc. national BDJul 10, 2019 to Apr 9, 2025 · Lone Tree, Co
- Tlg Advisors, Inc. BD affiliatedSep 20, 2018 to May 16, 2019 · Bozeman, Mt
- Curian Capital, LLC formerMar 1, 2013 to Mar 29, 2016 · Franklin, Tn
- Wells Fargo Investments, LLC unclassifiedSep 22, 2006 to Jul 1, 2008 · Arvada, Co
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Madison Partnersleft Dec 11, 2025, registered Dec 5, 2025 (-6 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Schwab & Co., Inc. to LPL Financial LLCleft Apr 9, 2025, registered Oct 31, 2025 (205 days) · Affiliated broker-dealer or bank to another
- Tlg Advisors, Inc. to Charles Schwab & Co., Inc.left May 16, 2019, registered Jul 10, 2019 (55 days) · Affiliated broker-dealer or bank to another
- Curian Capital, LLC to Tlg Advisors, Inc.left Mar 29, 2016, registered Sep 20, 2018 (905 days) · Other
- Wells Fargo Investments, LLC to Curian Capital, LLCleft Jul 1, 2008, registered Mar 1, 2013 (1704 days) · Other
Signals
- Thomas Joseph Dohogne left Lpl Financial Llc for Madison Partners (registered 2025-12-05)Dec 11, 2025 · Advisor changed firm · fact
- Thomas Joseph Dohogne left Charles Schwab & Co., Inc. for Lpl Financial Llc (registered 2025-10-31)Apr 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address