DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Joshua Elliott
Feed of 09/14/2026
Also filed as D Joshua Elliott
At current firm
10 y
since Dec 28, 2015
In the industry
20 y
since Nov 1, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Artifex Advisory Group, Inc. state registered currentsince Dec 28, 2015 · Cary, Nc
- Girard Securities, Inc. formerAug 26, 2013 to Dec 24, 2015 · Newport Beach, Ca
- Cambridge Investment Research Advisors, Inc. BD affiliatedJun 18, 2007 to Aug 22, 2013 · Newport Beach, Ca
- On Investment Management Co BD affiliatedMay 7, 2007 to Jun 19, 2007 · Valencia, Ca
Moves
a registration end followed by a registration begin elsewhere
- Girard Securities, Inc. to Artifex Advisory Group, Inc.left Dec 24, 2015, registered Dec 28, 2015 (4 days) · Other
- Cambridge Investment Research Advisors, Inc. to Girard Securities, Inc.left Aug 22, 2013, registered Aug 26, 2013 (4 days) · Other
- On Investment Management Co to Cambridge Investment Research Advisors, Inc.left Jun 19, 2007, registered Jun 18, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address