DFX Intelligence
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Registered advisor
M••• D••••• K•••••
Feed of 09/14/2026
Also filed as M••• K•••••
At current firm
16 y
since Jul 23, 2010
In the industry
22 y
since May 7, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jul 23, 2010 · Lexington, Ky
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2008 to Jul 27, 2010 · Lexington, Ky
- J••• M••••• S••••••••• I••• unclassifiedJun 3, 2008 to Oct 1, 2008 · Lexington, Ky
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 10, 2004 to Jun 4, 2008 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to U•• F•••••••• S••••••• I•••left Jul 27, 2010, registered Jul 23, 2010 (-4 days) · Wirehouse to wirehouse
- J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• I•••left Jun 4, 2008, registered Jun 3, 2008 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address