J••••••• J••••• S•••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 25, 2024 · Riner, Va
• O•••• W•••••• I••• BD affiliated
  Jun 14, 2024 to Oct 29, 2024 · Hampton, Va
• S••••••••• A•••••• A•••••••• I••• former
  Nov 15, 2019 to Jun 14, 2024 · Riner, Va
• V•••• F•••••••• A•••••••• I••• BD affiliated
  May 2, 2011 to Dec 13, 2019 · Richmond, Va

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Oct 29, 2024, registered Oct 25, 2024 (-4 days) · Affiliated broker-dealer or bank to another
• S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
  left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
• V•••• F•••••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••
  left Dec 13, 2019, registered Nov 15, 2019 (-28 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Oct 29, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address