RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K•••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Oct 16, 2025 · Fargo, Nd
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 16, 2010 to Oct 6, 2025 · Fargo, Nd
- I••••• F•••••••• C••••••••• formerOct 16, 2006 to Dec 8, 2009 · Fargo, Nd
- M••••• S•••••• D• I••• unclassifiedJul 2, 2004 to Jul 19, 2005 · Centennial, Co
- A••••••••• F•••••••• S•••••••• L•• national BDMar 25, 2004 to May 25, 2004 · Denver, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Oct 6, 2025, registered Oct 16, 2025 (10 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• F•••••••• C••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 8, 2009, registered Feb 16, 2010 (70 days) · Other
- M••••• S•••••• D• I••• to I••••• F•••••••• C•••••••••left Jul 19, 2005, registered Oct 16, 2006 (454 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left May 25, 2004, registered Jul 2, 2004 (38 days) · Other
- D••••• K•••• H•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for L•• F•••••••• L•• (registered 2025-10-16)Oct 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address