DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew B Carrier
Feed of 09/15/2026
Also filed as Matthew Carrier
At current firm
1 y
since Apr 17, 2025
In the industry
22 y
since Feb 19, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Apr 17, 2025 · Decatur, In
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Mar 26, 2025 · Fort Wayne, In
- Cetera Investment Services LLC formerFeb 28, 2013 to Jan 21, 2014 · Fort Wayne, In
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Feb 26, 2013 · Kendallville, In
- Chase Investment Services Corp. formerSep 27, 2007 to Oct 1, 2012 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Cambridge Investment Research Advisors, Inc.left Mar 26, 2025, registered Apr 17, 2025 (22 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- J.P. Morgan Securities LLC to Cetera Investment Services LLCleft Feb 26, 2013, registered Feb 28, 2013 (2 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
- Matthew B Carrier left Cetera Investment Advisers Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-04-17)Mar 26, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address