RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• T••••• K••••
- G••••••• L•• independent RIA currentsince May 5, 2015 · Bloomfield Hills, Mi
- L•• F•••••••• L•• BD affiliatedJan 15, 2015 to May 8, 2015 · Bingham Farms, Mi
- C•• A•••• M••••••••• I••• independent RIASep 21, 2010 to Dec 11, 2014 · Southfield, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedDec 12, 2008 to Jun 22, 2009 · Detroit, Mi
- L•• F•••••••• L•• to G••••••• L••left May 8, 2015, registered May 5, 2015 (-3 days) · Other · moved with a team
- C•• A•••• M••••••••• I••• to L•• F•••••••• L••left Dec 11, 2014, registered Jan 15, 2015 (35 days) · Other
- A••••••••• A•••••• S•••••••• I••• to C•• A•••• M••••••••• I•••left Jun 22, 2009, registered Sep 21, 2010 (456 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address