RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• R• M••••
- W•••••• A•••••••• L•• independent RIA currentsince Jul 27, 2022 · Atlanta, Ga
- B• W••••• M••••••••• L•• formerDec 17, 2013 to Jul 28, 2022 · Atlanta, Ga
- H• A••••••• L•• independent RIAAug 30, 2012 to Dec 10, 2013 · Sandy Springs, Ga
- P•• C•••••• M••••••••• L•• formerAug 19, 2008 to Oct 11, 2012 · Atlanta, Ga
- C•••••• S••••• • C••• I••• national BDNov 6, 2007 to Jul 8, 2008 · Mountain Brook, Al
- B• W••••• M••••••••• L•• to W•••••• A•••••••• L••left Jul 28, 2022, registered Jul 27, 2022 (-1 days) · RIA to RIA · moved with a team
- H• A••••••• L•• to B• W••••• M••••••••• L••left Dec 10, 2013, registered Dec 17, 2013 (7 days) · Other
- P•• C•••••• M••••••••• L•• to H• A••••••• L••left Oct 11, 2012, registered Aug 30, 2012 (-42 days) · Other
- C•••••• S••••• • C••• I••• to P•• C•••••• M••••••••• L••left Jul 8, 2008, registered Aug 19, 2008 (42 days) · Other
- T••••• R• M•••• left B• W••••• M••••••••• L•• for W•••••• A•••••••• L•• (registered 2022-07-27)Jul 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address