DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H• A••••••• L••
Latest filing Jul 30, 2026
First filing on the tape Aug 15, 2012 · 34 filings
SEC status approved since Aug 22, 2012
RAUM
$500M
reported, Item 5.F
Discretionary
81%
of RAUM
Private clients
95%
$476M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$83.4M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$500M as of Jul 30, 2026
Apr 1, 2013$139M then
HNW client RAUM$440M as of Jul 30, 2026
Mar 7, 2018$246M then
State-registered IARs (5.B.3)6 as of Jul 30, 2026
Apr 1, 20132 then
Employees (5.A)8 as of Jul 30, 2026
Apr 1, 20133 then
Private funds: no history
RAUM +1.8% over the last fiscal year+3.1% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
- RAUM per advisor
- $83.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 34derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $631,533derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 81%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$440M88%
- Individuals$35.8M7.2%
- Charitable organizations$24.3M4.9%
- Individual clients
- 104reported
- HNW clients
- 102reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 792reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• C••••••••• H••••••Certified Financial Planner | Sandy Springs, Ga | Aug 22, 2012 | 34 y | 1 |
| K•••• D••••Certified Financial Planner | Sandy Springs, Ga | Feb 10, 2017 | 14 y | 0 |
| L••• M•••••• H•••• | Sandy Springs, Ga | Jun 19, 2018 | 21 y | 1 |
| A••••• S• K•••••••Certified Financial Planner | Sandy Springs, Ga | Feb 13, 2019 | 10 y | 0 |
| J••••• B•••• S••••• | Sandy Springs, Ga | Feb 21, 2020 | 21 y | 3 |
| M•••••• R•••• S•••••Certified Financial Planner | Sandy Springs, Ga | Jul 23, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- P•••• L•••• C•••••• to T••••• L••Jul 1, 2024 · RIA to RIA
- T••••• R• M•••• to B• W••••• M••••••••• L••Dec 10, 2013 · Other
Joined, latest
- J••••• B•••• S••••• from M••••• S••••••Feb 21, 2020 · Wirehouse to independent RIA
- L••• M•••••• H•••• from S••••••• G•••• C••••••Jun 19, 2018 · Other
- P•••• L•••• C•••••• from R•• R••• A•••••••Oct 1, 2015 · Other
- T••••• R• M•••• from P•• C•••••• M••••••••• L••Aug 30, 2012 · Other
- D••••• C••••••••• H•••••• from P•• C•••••• M••••••••• L••Aug 22, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• D•••••• C••••••••• · Managing Member/Chief Executive Officercontrolsince 07/2012 · owns 75% or more
- H••••• L•••• M•••••• · Chief Compliance Officer/Chief Operating Officercontrolsince 10/2018 · owns less than 5%
Related persons
Schedule D 7.A
- H•••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sandy Springs, Ga · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 751 to 792Apr 18, 2025 to Mar 6, 2026
- Advisory employees · 5 to 6Apr 18, 2025 to Mar 6, 2026
- HNW clients · 95 to 102Apr 18, 2025 to Mar 6, 2026
- Individual clients · 100 to 104Apr 18, 2025 to Mar 6, 2026
- Employees · 7 to 8Apr 18, 2025 to Mar 6, 2026
- State-registered IARs · 5 to 6Apr 18, 2025 to Mar 6, 2026
- Discretionary RAUM · $354M to $406MApr 18, 2025 to Mar 6, 2026
- HNW RAUM · $436M to $440MApr 18, 2025 to Mar 6, 2026
- Individual RAUM · $32.8M to $35.8MApr 18, 2025 to Mar 6, 2026
- Non-discretionary RAUM · $138M to $94.2MApr 18, 2025 to Mar 6, 2026
- RAUM · $492M to $500MApr 18, 2025 to Mar 6, 2026
- Accounts · 822 to 751Dec 2, 2024 to Apr 18, 2025
- Advisory employees · 6 to 5Dec 2, 2024 to Apr 18, 2025
- HNW clients · 114 to 95Dec 2, 2024 to Apr 18, 2025
- Individual clients · 105 to 100Dec 2, 2024 to Apr 18, 2025
- Employees · 8 to 7Dec 2, 2024 to Apr 18, 2025
- Financial planning clients · 1-10 to 1-10Dec 2, 2024 to Apr 18, 2025
- State-registered IARs · 6 to 5Dec 2, 2024 to Apr 18, 2025
- Discretionary RAUM · $415M to $354MDec 2, 2024 to Apr 18, 2025
- HNW RAUM · $591M to $436MDec 2, 2024 to Apr 18, 2025
- Individual RAUM · $34.4M to $32.8MDec 2, 2024 to Apr 18, 2025
- Non-discretionary RAUM · $211M to $138MDec 2, 2024 to Apr 18, 2025
- RAUM · $625M to $492MDec 2, 2024 to Apr 18, 2025
- Accounts · 811 to 822Apr 28, 2023 to Mar 19, 2024
- HNW clients · 106 to 114Apr 28, 2023 to Mar 19, 2024
- Individual clients · 102 to 105Apr 28, 2023 to Mar 19, 2024
- Financial planning clients · 11-25 to 1-10Apr 28, 2023 to Mar 19, 2024
- Discretionary RAUM · $390M to $415MApr 28, 2023 to Mar 19, 2024
- HNW RAUM · $408M to $591MApr 28, 2023 to Mar 19, 2024
- Individual RAUM · $32.1M to $34.4MApr 28, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $65.7M to $211MApr 28, 2023 to Mar 19, 2024
- RAUM · $456M to $625MApr 28, 2023 to Mar 19, 2024
- Accounts · 744 to 811Apr 26, 2022 to Mar 13, 2023
- HNW clients · 95 to 106Apr 26, 2022 to Mar 13, 2023
- Individual clients · 104 to 102Apr 26, 2022 to Mar 13, 2023
- Discretionary RAUM · $393M to $390MApr 26, 2022 to Mar 13, 2023
- HNW RAUM · $377M to $408MApr 26, 2022 to Mar 13, 2023
- Individual RAUM · $34.6M to $32.1MApr 26, 2022 to Mar 13, 2023
- Non-discretionary RAUM · $27.9M to $65.7MApr 26, 2022 to Mar 13, 2023
- RAUM · $421M to $456MApr 26, 2022 to Mar 13, 2023
Signals
3 dated events
- P•••• L•••• C•••••• left H• A••••••• L•• for T••••• L•• (registered 2024-05-20)Jul 1, 2024 · Advisor changed firm · fact
- H• A••••••• L•• reported RAUM $625.4M, up 37% from $455.9M (2023-04-28 to 2024-03-19)Mar 19, 2024 · RAUM change · derived
- H• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 15, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-705-4596reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-705-4593reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/hcadvisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-705-4593reportedpublic record, Form ADV, Jul 30, 2026
- Contact form
- hc-adv.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hc-adv.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026