DFX Intelligence
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Registered advisor
C••••••••• M•••••• W•••••
Feed of 09/15/2026
Also filed as C••••••••• W••••••••• M•••••• W•••••
At current firm
18 y
since Oct 26, 2007
In the industry
22 y
since Jun 7, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 26, 2007 · Burnsville, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 18, 2006 to Oct 4, 2007 · Myrtle Beach, Sc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedApr 18, 2006 to Oct 23, 2006 · Myrtle Beach, Sc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 17, 2004 to Feb 25, 2006 · Myrtle Beach, Sc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Oct 4, 2007, registered Oct 26, 2007 (22 days) · Wirehouse to wirehouse
- U•••• F•••••••• S••••••• G••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2006, registered Aug 18, 2006 (-66 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••left Feb 25, 2006, registered Apr 18, 2006 (52 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address