DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher B Soltis
Certified Financial Planner
Feed of 09/14/2026
Also filed as Christopher Brian Soltis
At current firm
3 y
since Jul 7, 2023
In the industry
22 y
since Jul 20, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Pks Advisory Services, LLC independent RIA currentsince Jul 7, 2023 · Spring Lake, Nj
- LPL Financial LLC BD affiliatedDec 11, 2017 to Jun 24, 2022 · Spring Lake, Nj
- New England Securities Corporation formerMar 25, 2011 to Jan 2, 2015 · Charlotte, Nc
- Msi Financial Services, Inc. formerMay 4, 2009 to Dec 13, 2016 · Charlotte, Nc
- Woodstock Financial Group, Inc. formerJun 9, 2006 to Apr 14, 2009 · Mountainside, Nj
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Pks Advisory Services, LLCleft Jun 24, 2022, registered Jul 7, 2023 (378 days) · RIA to RIA
- Msi Financial Services, Inc. to New England Securities Corporationleft Dec 13, 2016, registered Mar 25, 2011 (-2090 days) · Other
- New England Securities Corporation to LPL Financial LLCleft Jan 2, 2015, registered Dec 11, 2017 (1074 days) · Other
- Woodstock Financial Group, Inc. to Msi Financial Services, Inc.left Apr 14, 2009, registered May 4, 2009 (20 days) · Other
Signals
- Christopher B Soltis left Lpl Financial Llc for Pks Advisory Services, Llc (registered 2023-07-07)Jun 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address