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Registered advisor
G••• E•••••••
Feed of 09/14/2026
Also filed as G••• E•••••••
At current firm
0 y
since Nov 20, 2025
In the industry
22 y
since Mar 4, 2004 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 20, 2025 · Elmhurst, Il
- L•• F•••••••• L•• BD affiliatedSep 2, 2025 to Oct 16, 2025 · San Diego, Ca
- E•••••••• A•••••••• L•• national BDNov 12, 2024 to Sep 3, 2025 · Schaumburg, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedAug 30, 2024 to Oct 18, 2024 · Lisle, Il
- L•• F•••••••• L•• BD affiliatedJun 30, 2015 to Sep 17, 2024 · Plainfield, Il
- J••• M••••• S••••••••• L•• wirehouseSep 5, 2013 to Jul 7, 2015 · Palatine, Il
- L•• F•••••••• L•• BD affiliatedAug 26, 2011 to Sep 20, 2013 · Skokie, Il
- C•••• I••••••••• S••••••• C•••• formerJan 26, 2009 to Aug 30, 2011 · Glencoe, Il
- F•••• T•••• S••••••••• I••• BD affiliatedJan 24, 2006 to Oct 13, 2006 · Northbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Sep 3, 2025, registered Sep 2, 2025 (-1 days) · Affiliated broker-dealer or bank to another
- C••••• I••••••••• A••••••• L•• to E•••••••• A•••••••• L••left Oct 18, 2024, registered Nov 12, 2024 (25 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Sep 17, 2024, registered Aug 30, 2024 (-18 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to L•• F•••••••• L••left Jul 7, 2015, registered Jun 30, 2015 (-7 days) · Other
- L•• F•••••••• L•• to J••• M••••• S••••••••• L••left Sep 20, 2013, registered Sep 5, 2013 (-15 days) · Other
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Aug 30, 2011, registered Aug 26, 2011 (-4 days) · Other
- F•••• T•••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••left Oct 13, 2006, registered Jan 26, 2009 (836 days) · Other
Signals
- G••• E••••••• left E•••••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2025-09-02)Sep 3, 2025 · Advisor changed firm · fact
- G••• E••••••• left C••••• I••••••••• A••••••• L•• for E•••••••• A•••••••• L•• (registered 2024-11-12)Oct 18, 2024 · Advisor changed firm · fact
- G••• E••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2024-08-30)Sep 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address