DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Spencer Schreiber Miller

LPL Enterprise, LLCBD affiliatedSherman Oaks, Ca dual registrantIAPD 4759628

Certified Financial Planner

Feed of 09/15/2026

Also filed as Spencer S. Miller

At current firm

0 y

since Feb 18, 2026

In the industry

18 y

since Dec 28, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Feb 18, 2026 · Sherman Oaks, Ca
MML Investors Services, LLC BD affiliated
Jan 13, 2026 to Feb 12, 2026 · Los Angeles, Ca
Equitable Advisors, LLC national BD
Oct 31, 2025 to Dec 2, 2025 · Los Angeles, Ca
Esi Financial Advisors independent RIA
Jun 5, 2025 to Aug 18, 2025 · Los Angeles, Ca
Secure Investment Management, LLC independent RIA
Nov 21, 2024 to Apr 14, 2025 · Tucson, Az
Avinci Wealth Management, Inc. state registered
Jan 3, 2024 to Oct 30, 2024 · Valencia, Ca
Financial & Tax Architects, LLC independent RIA
Jul 31, 2023 to Apr 10, 2024 · Santa Clarita, Ca
Allstate Financial Advisors, LLC BD affiliated
Sep 8, 2022 to Jul 5, 2023 · Los Angeles, Ca
Coordinated Wealth Management, LLC unclassified
May 28, 2015 to Nov 25, 2015 · Glendale, Ca
Western International Securities former
Feb 4, 2013 to Jul 25, 2022 · Westlake Village, Ca
New England Securities Corporation former
Mar 23, 2011 to Feb 4, 2013 · Pasadena, Ca
Nms Capital Asset Management, Inc. former
Jun 2, 2010 to Dec 17, 2010 · Beverly Hills, Ca
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Sep 4, 2009 to Jan 6, 2010 · Woodland Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to LPL Enterprise, LLC
left Feb 12, 2026, registered Feb 18, 2026 (6 days) · Affiliated broker-dealer or bank to another
Equitable Advisors, LLC to MML Investors Services, LLC
left Dec 2, 2025, registered Jan 13, 2026 (42 days) · Affiliated broker-dealer or bank to another
Esi Financial Advisors to Equitable Advisors, LLC
left Aug 18, 2025, registered Oct 31, 2025 (74 days) · RIA to affiliated broker-dealer or bank
Secure Investment Management, LLC to Esi Financial Advisors
left Apr 14, 2025, registered Jun 5, 2025 (52 days) · RIA to RIA
Avinci Wealth Management, Inc. to Secure Investment Management, LLC
left Oct 30, 2024, registered Nov 21, 2024 (22 days) · Other
Financial & Tax Architects, LLC to Avinci Wealth Management, Inc.
left Apr 10, 2024, registered Jan 3, 2024 (-98 days) · RIA to a state-registered adviser
Allstate Financial Advisors, LLC to Financial & Tax Architects, LLC
left Jul 5, 2023, registered Jul 31, 2023 (26 days) · Affiliated broker-dealer or bank to independent RIA
Western International Securities to Coordinated Wealth Management, LLC
left Jul 25, 2022, registered May 28, 2015 (-2615 days) · Other
Coordinated Wealth Management, LLC to Allstate Financial Advisors, LLC
left Nov 25, 2015, registered Sep 8, 2022 (2479 days) · Other
New England Securities Corporation to Western International Securities
left Feb 4, 2013, registered Feb 4, 2013 (0 days) · Other
Nms Capital Asset Management, Inc. to New England Securities Corporation
left Dec 17, 2010, registered Mar 23, 2011 (96 days) · Other
National Planning Corporation ("Npc Of America" In Fl & Ny) to Nms Capital Asset Management, Inc.
left Jan 6, 2010, registered Jun 2, 2010 (147 days) · Other

Signals

Spencer Schreiber Miller left Mml Investors Services, Llc for Lpl Enterprise, Llc (registered 2026-02-18)
Feb 12, 2026 · Advisor changed firm · fact
Spencer Schreiber Miller left Equitable Advisors, Llc for Mml Investors Services, Llc (registered 2026-01-13)
Dec 2, 2025 · Advisor changed firm · fact
Spencer Schreiber Miller left Esi Financial Advisors for Equitable Advisors, Llc (registered 2025-10-31)
Aug 18, 2025 · Advisor changed firm · fact
Spencer Schreiber Miller left Secure Investment Management, Llc for Esi Financial Advisors (registered 2025-06-05)
Apr 14, 2025 · Advisor changed firm · fact
Spencer Schreiber Miller left Avinci Wealth Management, Inc. for Secure Investment Management, Llc (registered 2024-11-21)
Oct 30, 2024 · Advisor changed firm · fact
Spencer Schreiber Miller left Financial & Tax Architects, Llc for Avinci Wealth Management, Inc. (registered 2024-01-03)
Apr 10, 2024 · Advisor changed firm · fact
Spencer Schreiber Miller left Allstate Financial Advisors, Llc for Financial & Tax Architects, Llc (registered 2023-07-31)
Jul 5, 2023 · Advisor changed firm · fact
Spencer Schreiber Miller left Western International Securities for Coordinated Wealth Management, Llc (registered 2015-05-28)
Jul 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address