DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan James Shaughnessy
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ryan Shaughnessy
At current firm
4 y
since Mar 28, 2022
In the industry
22 y
since May 3, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Wealth, LLC independent RIA currentsince Mar 28, 2022 · Omaha, Ne
- Guide Rock Capital Management, Inc. state registeredApr 24, 2015 to Mar 27, 2022 · Omaha, Ne
- LPL Financial LLC BD affiliatedMay 12, 2014 to Apr 28, 2015 · Papillion, Ne
- Bancwest Investment Services, Inc. (Bwis) formerOct 3, 2013 to May 9, 2014 · Omaha, Ne
- MML Investors Services, LLC BD affiliatedApr 20, 2007 to Oct 2, 2013 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- Guide Rock Capital Management, Inc. to Creativeone Wealth, LLCleft Mar 27, 2022, registered Mar 28, 2022 (1 days) · Other
- LPL Financial LLC to Guide Rock Capital Management, Inc.left Apr 28, 2015, registered Apr 24, 2015 (-4 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to LPL Financial LLCleft May 9, 2014, registered May 12, 2014 (3 days) · Other
- MML Investors Services, LLC to Bancwest Investment Services, Inc. (Bwis)left Oct 2, 2013, registered Oct 3, 2013 (1 days) · Other
Signals
- Ryan James Shaughnessy left Guide Rock Capital Management, Inc. for Creativeone Wealth, Llc (registered 2022-03-28)Mar 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address