L••• M•••• G•••

• W•••• F•••• A••••••• wirehouse current
  since Mar 24, 2022 · Ocala, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Apr 4, 2022 · Ocala, Fl
• M••••• K••••• • C••••••• L•• former
  Mar 13, 2007 to Feb 13, 2013 · Winter Park, Fl
• A•••••• I••••••••• M••••••••• C•••••• L•• unclassified
  Jan 21, 2005 to Feb 14, 2007 · Dunnellon, Fl
• P•••• S••••••••• L•• no RAUM
  Jun 15, 2004 to Dec 17, 2004 · Orlando, Fl

• R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••
  left Apr 4, 2022, registered Mar 24, 2022 (-11 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••
  left Feb 14, 2007, registered Mar 13, 2007 (27 days) · corporate re-registration, not a move
• P•••• S••••••••• L•• to A•••••• I••••••••• M••••••••• C•••••• L••
  left Dec 17, 2004, registered Jan 21, 2005 (35 days) · Other

• ••• Locked
  Apr 4, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

22derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address