RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• F•••••• M•••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 3, 2025 · Elkhart, In
- G••••••• I••••••••• A•••••••• L•• formerSep 13, 2010 to Dec 3, 2025 · South Bend, In
- C•••••• F•••••••• A••••••• L•• independent RIAApr 21, 2004 to Oct 1, 2010 · Elkhart, In
- G••••••• I••••••••• A•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Dec 3, 2025, registered Nov 3, 2025 (-30 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••• F•••••••• A••••••• L•• to G••••••• I••••••••• A•••••••• L••left Oct 1, 2010, registered Sep 13, 2010 (-18 days) · Other
- J••• F•••••• M••••••• left G••••••• I••••••••• A•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-11-03)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address