DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kaon Nelson
Certified Financial Planner
Feed of 09/14/2026
Also filed as Kaon Brandford
At current firm
13 y
since Feb 13, 2013
In the industry
20 y
since Nov 30, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James & Associates, Inc. national BD currentsince Feb 13, 2013 · Burtonsville, Md
- Morgan Keegan & Company, LLC formerApr 15, 2011 to Feb 13, 2013 · Rockville, Md
- Morgan Stanley wirehouseJun 1, 2009 to Apr 21, 2011 · Baltimore, Md
- Citigroup Global Markets Inc. BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Baltimore, Md
- Legg Mason Wood Walker, Incorporated unclassifiedDec 1, 2005 to Feb 21, 2006 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Morgan Keegan & Company, LLC to Raymond James & Associates, Inc.left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- Morgan Stanley to Morgan Keegan & Company, LLCleft Apr 21, 2011, registered Apr 15, 2011 (-6 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address