RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S•••• T•••
- I•••••• A••••••• L•• independent RIA currentsince Oct 25, 2018 · Upper Chichester, Pa
- T•••••••• A••••••• G••••• I••• BD affiliatedMay 10, 2007 to Nov 15, 2018 · Greensburg, Pa
- V••• F•••••••• A•••••••• I••• BD affiliatedNov 19, 2004 to May 4, 2007 · Boothwyn, Pa
- T•••••••• A••••••• G••••• I••• to I•••••• A••••••• L••left Nov 15, 2018, registered Oct 25, 2018 (-21 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- V••• F•••••••• A•••••••• I••• to T•••••••• A••••••• G••••• I•••left May 4, 2007, registered May 10, 2007 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address