DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••••••• W• P•••••
Feed of 09/14/2026
Also filed as R••••• W• P•••••
At current firm
16 y
since Aug 10, 2010
In the industry
22 y
since Jun 28, 2004 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 10, 2010 · Cumming, Ga
- S••••••• I••••••••• S•••••••• I••• formerApr 27, 2006 to Aug 16, 2010 · Atlanta, Ga
- A• G• E•••••• • S•••• I••• unclassifiedJun 29, 2004 to Apr 19, 2006 · Duluth, Ga
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Aug 16, 2010, registered Aug 10, 2010 (-6 days) · Other
- A• G• E•••••• • S•••• I••• to S••••••• I••••••••• S•••••••• I•••left Apr 19, 2006, registered Apr 27, 2006 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address