DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D••••• J••••• P•••••

O•••••••••institutionalNashville, Tn dual registrantIAPD 4769502

Feed of 09/15/2026

At current firm

2 y

since Apr 16, 2024

In the industry

22 y

since Apr 23, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O••••••••• institutional current
since Apr 16, 2024 · Nashville, Tn
W••••••• I••••••••• former
Jun 21, 2013 to May 2, 2024 · Chicago, Il
M••••• S•••••• wirehouse
Jun 1, 2009 to Jul 11, 2013 · Geneva, Il
M••••• S•••••• • C•• L•• unclassified
Nov 4, 2008 to Jun 1, 2009 · Geneva, Il
C•••••••• G••••• M•••••• I••• BD affiliated
May 10, 2004 to Nov 21, 2008 · Oakbrook Terrace, Il

Moves

a registration end followed by a registration begin elsewhere

W••••••• I••••••••• to O•••••••••
left May 2, 2024, registered Apr 16, 2024 (-16 days) · Other · moved with a team
M••••• S•••••• to W••••••• I•••••••••
left Jul 11, 2013, registered Jun 21, 2013 (-20 days) · Other
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••
left Nov 21, 2008, registered Nov 4, 2008 (-17 days) · Other

Signals

Daniel Joseph Peluse left Wintrust Investments for Onedigital (registered 2024-04-16)
May 2, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address