RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• K••••••• G••••
- U•• A••••••• i••••••••• manager currentsince Mar 23, 2017 · Glastonbury, Ct
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 7, 2015 to Mar 7, 2017 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerFeb 16, 2010 to Aug 7, 2014 · Dallas, Tx
- W•••• F•••• A••••••• wirehouseMar 23, 2009 to Jul 29, 2009 · Dallas, Tx
- I••••••••• S••••••••• C••••••••• formerOct 8, 2008 to Mar 25, 2009 · Dallas, Tx
- C•••• C•••••• S••••••••• L••• formerOct 5, 2007 to Oct 10, 2008 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJan 23, 2007 to Sep 11, 2007 · Euless, Tx
- E•••••••• A•••••••• L•• national BDMay 10, 2004 to Jan 18, 2007 · Dallas, Tx
- M•• I•••••••• S•••••••• L•• to U•• A•••••••left Mar 7, 2017, registered Mar 23, 2017 (16 days) · Other
- 1•• G••••• A••••••• I•• to M•• I•••••••• S•••••••• L••left Aug 7, 2014, registered Apr 7, 2015 (243 days) · Other
- W•••• F•••• A••••••• to 1•• G••••• A••••••• I••left Jul 29, 2009, registered Feb 16, 2010 (202 days) · Other
- I••••••••• S••••••••• C••••••••• to W•••• F•••• A•••••••left Mar 25, 2009, registered Mar 23, 2009 (-2 days) · Other
- C•••• C•••••• S••••••••• L••• to I••••••••• S••••••••• C•••••••••left Oct 10, 2008, registered Oct 8, 2008 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••• C•••••• S••••••••• L•••left Sep 11, 2007, registered Oct 5, 2007 (24 days) · Other
- E•••••••• A•••••••• L•• to C•••• I••••••••• S••••••• C••••left Jan 18, 2007, registered Jan 23, 2007 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address