RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• S•• N•••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Oct 21, 2022 · Pittsburgh - Wexford, Pa
- H••••••••• I••• formerDec 5, 2019 to Oct 21, 2022 · Pittsburgh, Pa
- M••••••••• • C• I•• mixed wealthJul 20, 2004 to Feb 4, 2019 · Wexford, Pa
- H••••••••• I••• to R••••• W• B•••• • C•• I•••••••••left Oct 21, 2022, registered Oct 21, 2022 (0 days) · corporate re-registration, not a move
- M••••••••• • C• I•• to H••••••••• I•••left Feb 4, 2019, registered Dec 5, 2019 (304 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address