DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L••• M• H•••••••••

L•• F•••••••• L••BD affiliatedNew York, Nydual registrantIAPD 4770530

Feed of 09/14/2026

Also filed as Lisa Covey

At current firm

2 y

since Jun 20, 2024

In the industry

22 y

since May 24, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 20, 2024 · New York, Ny
A•••••• A••••••• S••••••• former
Feb 22, 2024 to Jun 28, 2024 · New York, Ny
J••• M••••• S••••••••• L•• wirehouse
Oct 25, 2013 to Feb 10, 2024 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 16, 2005 to Oct 28, 2013 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to L•• F•••••••• L••
left Jun 28, 2024, registered Jun 20, 2024 (-8 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to A•••••• A••••••• S•••••••
left Feb 10, 2024, registered Feb 22, 2024 (12 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Oct 28, 2013, registered Oct 25, 2013 (-3 days) · Wirehouse to wirehouse

Signals

L••• M• H••••••••• left A•••••• A••••••• S••••••• for L•• F•••••••• L•• (registered 2024-06-20)
Jun 28, 2024 · Advisor changed firm · fact
L••• M• H••••••••• left J••• M••••• S••••••••• L•• for A•••••• A••••••• S••••••• (registered 2024-02-22)
Feb 10, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address