RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M••••• S•••••• wirehouse currentsince Aug 8, 2025 · Jacksonville, Fl
- P••••••••• W••••• A••••••• independent RIAJun 30, 2009 to Aug 30, 2011 · Ft. Lauderdale, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 23, 2007 to Feb 4, 2009 · Port Charlotte, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 4, 2004 to Jan 3, 2006 · Jacksonville, Fl
- P••••••••• W••••• A••••••• to M••••• S••••••left Aug 30, 2011, registered Aug 8, 2025 (5092 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to P••••••••• W••••• A•••••••left Feb 4, 2009, registered Jun 30, 2009 (146 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 3, 2006, registered Feb 23, 2007 (416 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address