RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Feb 8, 2019 · Tampa, Fl
- C••••• • A••••••••• I••• independent RIAJul 26, 2016 to Nov 27, 2018 · Tampa, Fl
- S•• I••••••••• I••• formerJul 1, 2013 to Aug 26, 2014 · Appleton, Wi
- I••••• F•••••••• C••••••••• formerJun 29, 2011 to Aug 18, 2014 · Appleton, Wi
- S••••• F•••••••• G•••• I•• formerJun 9, 2010 to Mar 14, 2011 · Tampa, Fl
- G•••••••• F••••••••• I•• unclassifiedJul 15, 2009 to Mar 26, 2010 · Tampa, Fl
- C••••• • A••••••••• I••• to C•••••••left Nov 27, 2018, registered Feb 8, 2019 (73 days) · Other
- S•• I••••••••• I••• to C••••• • A••••••••• I•••left Aug 26, 2014, registered Jul 26, 2016 (700 days) · Other
- I••••• F•••••••• C••••••••• to S•• I••••••••• I•••left Aug 18, 2014, registered Jul 1, 2013 (-413 days) · channel change inside one enterprise, not a move
- S••••• F•••••••• G•••• I•• to I••••• F•••••••• C•••••••••left Mar 14, 2011, registered Jun 29, 2011 (107 days) · Other
- G•••••••• F••••••••• I•• to S••••• F•••••••• G•••• I••left Mar 26, 2010, registered Jun 9, 2010 (75 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address