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Registered advisor
J•••• C•••• S••••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as J•••• C S••••••
At current firm
3 y
since Jun 7, 2023
In the industry
19 y
since Dec 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 7, 2023 · Radnor, Pa
- P•••• S••••••••• L•• no RAUMApr 29, 2022 to May 25, 2023 · Warrington, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to W•••• F•••• A•••••••left May 25, 2023, registered Jun 7, 2023 (13 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- J•••• C•••• S•••••• left P•••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2023-06-07)May 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address