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RIA Intelligence
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Registered advisor
A•••••• M••••••••
Feed of 09/14/2026
At current firm
4 y
since Nov 18, 2021
In the industry
20 y
since Sep 27, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Nov 18, 2021 · Tampa, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 1, 2018 to Oct 2, 2021 · Saint Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDMay 16, 2018 to Dec 31, 2019 · St. Petersburg, Fl
- E•••••• C•••••• M••••••••• L•• formerFeb 3, 2017 to Apr 30, 2018 · Tampa, Fl
- C•••••• S••••• • C••• I••• national BDAug 11, 2011 to Feb 6, 2017 · Tampa, Fl
- C•••• I••••••••• S••••••• C•••• formerMay 26, 2006 to Jun 1, 2011 · Fort Myers, Fl
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C•••••••• G••••• M•••••• I•••left Oct 2, 2021, registered Nov 18, 2021 (47 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 31, 2019, registered Jun 1, 2018 (-578 days) · Affiliated broker-dealer or bank to another · moved with a team
- E•••••• C•••••• M••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 30, 2018, registered May 16, 2018 (16 days) · RIA to affiliated broker-dealer or bank
- C•••••• S••••• • C••• I••• to E•••••• C•••••• M••••••••• L••left Feb 6, 2017, registered Feb 3, 2017 (-3 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••• S••••• • C••• I•••left Jun 1, 2011, registered Aug 11, 2011 (71 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address