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Registered advisor
D•••• R• C•••••••
Feed of 09/14/2026
Also filed as D•••• Russell C•••••••
At current firm
17 y
since Jun 1, 2009
In the industry
20 y
since Feb 14, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Jun 1, 2009 · Morristown, Nj
- M••••• S•••••• • C•• L•• unclassifiedDec 5, 2008 to Jun 1, 2009 · Short Hills, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 11, 2007 to Dec 10, 2008 · Short Hills, Nj
- S•• I••••••••• I••• formerJun 15, 2007 to Jul 25, 2007 · Parsippany, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 12, 2006 to Jun 4, 2007 · Chester, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S•••••• • C•• L••left Dec 10, 2008, registered Dec 5, 2008 (-5 days) · Other
- S•• I••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 25, 2007, registered Oct 11, 2007 (78 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•• I••••••••• I•••left Jun 4, 2007, registered Jun 15, 2007 (11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address