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Registered advisor
C•••••• A• N••••••••
Feed of 09/14/2026
Also filed as Charlie Anthony N••••••••
At current firm
7 y
since Nov 1, 2018
In the industry
22 y
since Jun 11, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 1, 2018 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerOct 3, 2012 to Nov 1, 2018 · Fairfax, Va
- C•••••• S••••• • C••• I••• national BDFeb 11, 2010 to Sep 28, 2012 · Tysons Corner, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 14, 2004 to Feb 4, 2010 · Vienna, Va
Moves
a registration end followed by a registration begin elsewhere
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to E•••••• F•••••••• S•••••••• L••left Sep 28, 2012, registered Oct 3, 2012 (5 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Feb 4, 2010, registered Feb 11, 2010 (7 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address