RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• Z•••
- W••••••••• R••••••••• A••••••• institutional currentsince Aug 8, 2024 · Charlotte, Nc
- M•• S••••••••• L•• formerOct 5, 2017 to Dec 31, 2019 · Charlotte, Nc
- C••••••• institutionalApr 17, 2015 to Jan 29, 2016 · Raleigh, Nc
- C••••••• F•••••••• A••••••• formerOct 21, 2009 to Apr 22, 2015 · Raleigh, Nc
- M•• S••••••••• L•• to W••••••••• R••••••••• A•••••••left Dec 31, 2019, registered Aug 8, 2024 (1682 days) · Other
- C••••••• to M•• S••••••••• L••left Jan 29, 2016, registered Oct 5, 2017 (615 days) · Other
- C••••••• F•••••••• A••••••• to C•••••••left Apr 22, 2015, registered Apr 17, 2015 (-5 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address