DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J•• B•••••

A••••• T••••• P•••••• W•••••independent RIAHonolulu, Hi IA-onlyIAPD 4781274

Feed of 09/15/2026

Also filed as Cris Jon B•••••

At current firm

1 y

since Aug 6, 2025

In the industry

19 y

since Nov 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• T••••• P•••••• W••••• independent RIA current
since Aug 6, 2025 · Scottsdale, Az
K••• R••••••••• S••••••••• former
Mar 14, 2017 to Dec 31, 2021 · Honolulu, Hi
S•••••• A••••••• G••••• L•• institutional
Apr 4, 2016 to Sep 2, 2025 · Pasadena, Ca
D••••• I••••••••• A••••••••• L•• independent RIA
Aug 17, 2015 to Feb 18, 2021 · Honolulu, Hi
F•••••••• I••••••••• C••••••• L•• former
Sep 24, 2012 to Jun 1, 2015 · Santa Barbara, Ca
K••• W••••• C••••••••• former
Feb 24, 2011 to Dec 11, 2025 · Honolulu, Hi
F•••••••• I•••••••• I••• unclassified
Sep 29, 2010 to Dec 31, 2014 · Honolulu, Hi
K••• W••••• C••••••••• former
Jul 11, 2007 to Dec 31, 2010 · Kailua, Hi
B••••• S••••• C•••••• M••••••••• asset manager
Nov 2, 2006 to Oct 25, 2007 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

K••• W••••• C••••••••• to F•••••••• I••••••••• C••••••• L••
left Dec 11, 2025, registered Sep 24, 2012 (-4826 days) · Other
S•••••• A••••••• G••••• L•• to K••• R••••••••• S•••••••••
left Sep 2, 2025, registered Mar 14, 2017 (-3094 days) · Other
K••• R••••••••• S••••••••• to A••••• T••••• P•••••• W•••••
left Dec 31, 2021, registered Aug 6, 2025 (1314 days) · Other
D••••• I••••••••• A••••••••• L•• to S•••••• A••••••• G••••• L••
left Feb 18, 2021, registered Apr 4, 2016 (-1781 days) · Other
F•••••••• I••••••••• C••••••• L•• to D••••• I••••••••• A••••••••• L••
left Jun 1, 2015, registered Aug 17, 2015 (77 days) · Other
F•••••••• I•••••••• I••• to K••• W••••• C•••••••••
left Dec 31, 2014, registered Feb 24, 2011 (-1406 days) · Other
K••• W••••• C••••••••• to F•••••••• I•••••••• I•••
left Dec 31, 2010, registered Sep 29, 2010 (-93 days) · Other
B••••• S••••• C•••••• M••••••••• to K••• W••••• C•••••••••
left Oct 25, 2007, registered Jul 11, 2007 (-106 days) · Other

Signals

C••••••••• J•• B••••• left K••• W••••• C••••••••• for F•••••••• I••••••••• C••••••• L•• (registered 2012-09-24)
Dec 11, 2025 · Advisor changed firm · fact
C••••••••• J•• B••••• left S•••••• A••••••• G••••• L•• for K••• R••••••••• S••••••••• (registered 2017-03-14)
Sep 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address