RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J• W•••••••••
- S•••••••• A•••• M••••••••• L••• independent RIA currentsince Mar 10, 2021 · East Dundee, Il
- R•• F•••••••• N•••••• independent RIAJun 17, 2010 to Mar 10, 2021 · Schaumburg, Il
- H••• S••••••••• •••• I••• BD affiliatedAug 18, 2008 to May 7, 2010 · Mettawa, Il
- U•• F•••••••• S••••••• I••• wirehouseFeb 2, 2007 to Aug 14, 2008 · Barrington, Il
- R•• F•••••••• N•••••• to S•••••••• A•••• M••••••••• L•••left Mar 10, 2021, registered Mar 10, 2021 (0 days) · RIA to RIA
- H••• S••••••••• •••• I••• to R•• F•••••••• N••••••left May 7, 2010, registered Jun 17, 2010 (41 days) · Other
- U•• F•••••••• S••••••• I••• to H••• S••••••••• •••• I•••left Aug 14, 2008, registered Aug 18, 2008 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address