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Registered advisor
L•••• G••••• F••
Feed of 09/14/2026
Also filed as L•••• G Fix Jr.
At current firm
1 y
since Jul 10, 2025
In the industry
22 y
since Jun 21, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · East Syracuse, Ny
- C•••••• G•••• • C• I•• formerMay 4, 2021 to Jul 10, 2025 · East Syracuse, Ny
- T••••••• I••••••••• M••••••••• I••• BD affiliatedMar 19, 2007 to Dec 31, 2007 · Pittsford, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 22, 2004 to Aug 1, 2006 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- T••••••• I••••••••• M••••••••• I••• to C•••••• G•••• • C• I••left Dec 31, 2007, registered May 4, 2021 (4873 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••••• I••••••••• M••••••••• I•••left Aug 1, 2006, registered Mar 19, 2007 (230 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address