RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••••• J•••••• C•••••••
- C••••••• W••••• M••••••••• I••• state registered currentsince Oct 25, 2022 · Sandy, Ut
- P••••••••• B•••••••• S•••••••• I••• independent RIAMar 15, 2011 to Dec 31, 2016 · Sandy, Ut
- S•• BD affiliatedJan 8, 2007 to Mar 15, 2011 · Salt Lake City, Ut
- A••••••••• F•••••••• S•••••••• L•• national BDJul 30, 2004 to Dec 12, 2006 · Midvale, Ut
- P••••••••• B•••••••• S•••••••• I••• to C••••••• W••••• M••••••••• I•••left Dec 31, 2016, registered Oct 25, 2022 (2124 days) · Other
- S•• to P••••••••• B•••••••• S•••••••• I•••left Mar 15, 2011, registered Mar 15, 2011 (0 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to S••left Dec 12, 2006, registered Jan 8, 2007 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address